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Contents
5.1 Introduction
5.2 Lumped-Element versus Distributed Characteristics
5.3 Effects of Parasitic Characteristics
5.3.1 Parasitic Inductance
5.3.2 Parasitic Capacitance
5.3.3 Inductors at Radio Frequencies
5.3.4 Skin Effect
5.3.5 RF Heating
5.3.6 Effect on Q
5.3.7 Self-Resonance
5.3.8 Dielectric Breakdown and Arcing
5.3.9 Radiative Losses
5.3.10 Bypassing and Decoupling
5.3.11 Effects on Filter Performance
5.4 Semiconductor Circuits at RF
5.4.1 The Diode at High Frequencies
5.4.2 The Transistor at High Frequencies
5.4.3 Amplifier Classes
5.4.4 RF Amplifiers with Feedback
5.5 Ferrite Materials
5.5.1 Ferrite Permeability and Frequency
5.5.2 Resonances of Ferrite Cores
5.5.3 Ferrite Series and Parallel
Equivalent Circuits
5.5.4 Type 31 Material
5.6 Impedance Matching Networks
5.6.1 L Networks
5.6.2 Pi Networks
5.6.3 T Networks
5.6.4 Impedance Inversion
5.7 RF Transformers
5.7.1 Air-Core Nonresonant RF Transformers
5.7.2 Air-Core Resonant RF Transformers
5.7.3 Broadband Ferrite RF Transformers
5.8 Noise
5.8.1 Noise Power
5.8.2 Signal to Noise Ratio
5.8.3 Noise Temperature
5.8.4 Noise Factor and Noise Figure
5.8.5 Losses
5.8.6 Cascaded Amplifiers
5.8.7 Antenna Temperature
5.8.8 Image Response
5.8.9 Background Noise
5.9 Two-Port Networks
5.9.1 Two-port Parameters
5.9.2 Return Loss
5.10 RF Techniques Glossary
5.11 References and Bibliography
Chapter
5
RF Techniques
This chapter is a compendium
of material from ARRL publications
and other sources. It assumes the
reader is familiar with the concepts
introduced in the
Electrical
Fundamentals
and
Analog Basics
chapters. The topics and techniques
discussed here are associated
with the special demands of circuit
design in the HF and VHF ranges.
The material is collected from
previous editions of this book
written by Leonard Kay, K1NU;
Introduction to Radio Frequency
Design
by Wes Hayward, W7ZOI;
and
Experimental Methods in RF
Design
by Wes Hayward, W7ZOI,
Rick Campbell, KK7B, and Bob
Larkin, W7PUA. Material on ferrites
is drawn from publications by Jim
Brown, K9YC. The section on Noise
was written by Paul Wade, W1GHZ,
with contributions from Joe Taylor,
K1JT. The editor was Ward Silver,
NØAX.
5.1 Introduction
When is an inductor not an inductor? When it’s a capacitor! This statement may seem
odd, but it suggests the main message of this chapter. In the earlier chapter,
Electrical
Fundamentals,
the basic components of electronic circuits were introduced. As you may
know from experience, those simple component pictures are ideal. That is, an ideal compo-
nent (or element) by definition behaves exactly like the mathematical equations that describe
it, and only in that fashion. For example, the current through an ideal capacitor is equal to
the capacitance times the rate of change of the voltage across it without consideration of the
materials or techniques by which a real capacitor is manufactured.
It is often said that, “Parasitics are anything you don’t want,” meaning that the component is
exhibiting some behavior that detracts from or compromises its intended use. Real components
only approximate ideal components, although sometimes quite closely. Any deviation from
ideal behavior a component exhibits is called
non-ideal
or
parasitic.
The important thing to
realize is that
every
component has parasitic aspects that become significant when it is used
in certain ways. This chapter deals with parasitic effects that are commonly encountered at
radio frequencies.
Knowing to what extent and under what conditions real components cease to behave like
their ideal counterparts, and what can be done to account for these behaviors, allows the
circuit designer or technician to work with circuits at radio frequencies. We will explore how
and why the real components behave differently from ideal components, how we can account
for those differences when analyzing circuits and how to select components to minimize, or
exploit, non-ideal behaviors.
5.2 Lumped-Element versus
Distributed Characteristics
Chapter 5 —
CD-ROM Content
Supplemental Articles
“Reflections on the Smith Chart” by
Wes Hayward, W7ZOI
Tuned Networks
“Simplified Design of Impedance-
Matching Networks,” Parts I through
III by George Grammer, W1DF (SK)
LTSpice
simulation files for
Section 5.3, Effects of Parasitic
Characteristics
Most electronic circuits that we use every day are inherently and mathematically considered
to be composed of
lumped elements.
That is, we assume each component acts at a single point
in space, and the wires that connect these lumped elements are assumed to be perfect conduc-
tors (with zero resistance and insignificant length). This concept is illustrated in
Fig 5.1.
These
assumptions are perfectly reasonable for many applications, but they have limits. Lumped
element models break down when:
Circuit impedance is so low that the small, but non-zero, resistance in the wires is important.
(A significant portion of the circuit power may be lost to heat in the conductors.)
Operating frequency is high enough that the length of the connecting wires is a significant
fraction (>0.1) of the wavelength causing the propagation delay along the conductor or
radiation from it to affect the circuit in which it is used.
Transmission lines are used as conductors. (Their characteristic impedance is usually sig-
nificant, and impedances connected to them are transformed as a function of the line length.
See the
Transmission Lines
chapter for more information.)
Effects such as these are called
distributed,
and we talk of
distributed elements
or effects
to contrast them to lumped elements.
RF Techniques
5.1
Fig 5.3 — The effects of distributed
resistance on the phase of a sinusoidal
current. There is no phase delay between
ends of a lumped element.
Fig 5.1 — The lumped element concept.
Ideally, the circuit at A is assumed to be
as shown at B, where the components
are isolated points connected by per-
fect conductors. Many components
exhibit nonideal behavior when these
assumptions no longer hold.
To illustrate the differences between
lumped and distributed elements, consider
the two resistors in
Fig 5.2,
which are both 12
inches long. The resistor at A is a uniform rod
of carbon. The second “resistor” B is made of
two 6-inch pieces of silver rod (or other highly
conductive material), with a small resistor
soldered between them. Now imagine con-
necting the two probes of an ohmmeter to each
of the two resistors, as in the figure. Starting
with the probes at the far ends, as we slide the
probes toward the center, the carbon rod will
display a constantly decreasing resistance on
the ohmmeter. This represents a distributed
resistance. On the other hand, the ohmmeter
connected to the other 12-inch “resistor” will
display a constant resistance as long as one
probe remains on each side of the small resis-
tance and as long as we neglect the resistance
of the silver rods! This represents a lumped
resistance connected by perfect conductors.
Lumped elements also have the very desir-
able property that they introduce no phase shift
Fig 5.2 — Distributed (A) and lumped (B)
resistances. See text for discussion.
resulting from propagation delay through the
element. (Although combinations of lumped
elements can produce phase shifts by virtue
of their R, L and C properties.) Consider a
lumped element that is carrying a sinusoidal
current, as in
Fig 5.3A.
Since the element
has negligible length, there is no phase dif-
ference in the current between the two sides
of the element —
no matter how high the
frequency
— precisely
because
the element
length is negligible. If the physical length of
the element were long, say 0.25 wavelength
(0.25
λ)
as shown in Fig 5.3B, the current
phase would
not
be the same from end to
end. In this instance, the current is delayed
by 90 electrical degrees as it moves along
the element. The amount of phase difference
depends on the circuit’s electrical length.
Because the relationship between the
physical size of a circuit and the wavelength
of an ac current present in the circuit will
vary as the frequency of the ac signal varies,
the ideas of lumped and distributed effects
actually occupy two ends of a spectrum. At
HF (30 MHz and below), where
λ ≥
10 m,
the lumped element concept is almost always
valid. In the UHF and microwave region
(300 MHz and above), where
λ ≤
1 m and
physical component size can represent a sig-
nificant fraction of a wavelength, nearly all
components and wiring exhibits distributed
effects to one degree or another. From roughly
30 to 300 MHz, whether the distributed ef-
fects are significant must be considered on a
case-by-case basis.
Of course, if we could make resistors, ca-
pacitors, inductors and so on, very small, we
could treat them as lumped elements at much
higher frequencies. For example, surface-
mount components, which are manufactured
in very small, leadless packages, can be used
at much higher frequencies than leaded com-
ponents and with fewer non-ideal effects.
It is for these reasons that circuits and
equipment are often specified to work within
specific frequency ranges. Outside of these
ranges the designer’s assumptions about the
physical characteristics of the components
and the methods and materials of the circuit’s
assembly become increasingly invalid. At
frequencies sufficiently removed from the
design range, circuit behavior often changes
in unpredictable ways.
5.2
Chapter 5
5.3 Effects of Parasitic Characteristics
At HF and above (where we do much of
our circuit design) several other considerations
become very important, in some cases domi-
nant, in the models we use to describe our
components. To understand what happens to
circuits at RF we turn to a brief discussion
of some electromagnetic and microwave the-
ory concepts.
Parasitic effects due to component leads,
packaging, leakage and so on are relatively
common to all components. When work-
ing at frequencies where many or all of the
parasitics become important, a complex but
completely general model such as that in
Fig 5.4
can be used for just about any compo-
nent, with the actual component placed in the
box marked *. Parasitic capacitance, C
p
, and
leakage conductance, G
L
, appear in parallel
across the device, while series resistance, R
s
,
and parasitic inductance, L
s
, appear in series
with it. Package capacitance, C
pkg
, appears
as an additional capacitance in parallel across
the whole device.
These small parasitics can significantly
affect frequency responses of RF circuits.
Either take steps to minimize or eliminate
them, or use simple circuit theory to predict
and anticipate changes. This maze of effects
may seem overwhelming, but remember that
it is very seldom necessary to consider all
parasitics at all frequencies and for all ap-
plications. The
Computer-Aided Circuit
Design
chapter shows how to incorporate
the effect of multiple parasitics into circuit
design and performance modeling. Files for
the
LTSpice
simulation package that include
parasitic characteristics for a resistor, capaci-
tor and inductor are provided on the CD-
ROM that comes with this
Handbook.
Fig 5.4 — A general model for electrical
components at VHF frequencies and
above. The box marked * represents the
component itself. See text for discussion.
Fig 5.5 — Inductive consequences of
Maxwell’s equations. At A, any wire
carrying a changing current develops a
voltage difference along it. This can be
mathematically described as an effective
inductance. B adds parasitic inductance
to a generic component model.
5.3.1 Parasitic Inductance
Maxwell’s equations — the basic laws of
electromagnetism that govern the propaga-
tion of electromagnetic waves and the opera-
tion of all electronic components — tell us
that any wire carrying a current that changes
with time (one example is a sine wave) devel-
ops a changing magnetic field around it. This
changing magnetic field in turn induces an
opposing voltage, or
back EMF,
on the wire.
The back EMF is proportional to how fast the
current changes (see
Fig 5.5).
We exploit this phenomenon when we
make an inductor. The reason we typically
form inductors in the shape of a coil is to con-
centrate the magnetic field and thereby maxi-
mize the inductance for a given physical size.
However,
all
wires carrying varying currents
have these inductive properties. This includes
the wires we use to connect our circuits, and
even the
leads
of capacitors, resistors and
so on. The inductance of a straight, round,
Fig 5.6 — A plot of inductance vs length for straight conductors in several wire sizes.
RF Techniques
5.3
nonmagnetic wire in free space is given by:
 
2b
(1)
0.00508 b
ln
  −
0.75
a
where
L = inductance, in µH
a = wire radius, in inches
b = wire length, in inches
ln = natural logarithm (2.303 × log
10
)
L
Skin effect (discussed below) changes this
formula slightly at VHF and above. As the
frequency approaches infinity, the value 0.75
in the above equation increases to approach
1. This effect usually causes a change of no
more than a few percent.
As an example, let’s find the inductance of
a typical #18 wire (diameter = 0.0403 inch
and a = 0.0201) that is 4 inches long (b = 4):
L
 
8
0.00508 (4)
ln
 −
0.75
 
0.0201
Good design and construction practice is to
minimize the effects of lead inductance by
using surface-mount components or trimming
the leads to be as short as possible.
The impact of reactance due to parasitic
inductance is usually very small; at AF or LF,
parasitic inductive reactance of most compo-
nents is practically zero. To use this example,
the reactance of a 0.106 µH inductor even at
10 MHz is only 6.6
Ω.
Fig 5.6
shows a graph
of the inductance for wires of various gauges
(radii) as a function of length. Whether the
reactance is significant or not depends on the
application and the frequency of use.
We can represent parasitic inductance in
component models by adding an inductor of
appropriate value in series with the compo-
nent since the wire leads are in series with the
element. This (among other reasons) is why
minimizing lead lengths and interconnecting
wires becomes very important when design-
ing circuits for VHF and above.
PARASITIC INDUCTANCE IN
RESISTORS
The basic construction of common resistor
types is shown in
Fig 5.7.
The primary para-
sitic effect associated with resistors is parasitic
inductance. (Some parasitic capacitance exists
between the leads or electrodes due to pack-
aging.)
Fig 5.8
shows some more accurate
circuit models for resistors at low to medium
frequencies. The type of resistor with the most
parasitic inductance are wire-wound resistors,
essentially inductors used as resistors. Their
use is therefore limited to dc or low-frequency
ac applications where their reactance is negli-
gible. Remember that this inductance will also
affect switching transient waveforms, even at
dc, because the component will act as an RL
circuit. The inductive effects of wire-wound
resistors begin to become significant in the
audio range above a few kHz.
As an example, consider a 1-Ω wire-wound
resistor formed from 300 turns of #24 wire
closely-wound in a single layer 6.3 inches
long on a 0.5-inch diameter form. What is
its approximate inductance? From the in-
ductance formula for air-wound coils in the
Electrical Fundamentals
chapter:
L
=
d
2
n
2
0.5
2
×
300
2
=
=
86
m
H
18d
+
40l (18
×
0.5)
+
(40
×
6.3)
=
0.0203
[
5.98
0.75
]
=
0.106
m
H
Wire of this diameter has an inductance
of about 25 nH per inch of length. In circuits
operating at VHF and higher frequencies,
including high-speed digital circuits, the in-
ductance of component leads can become sig-
nificant. (The #24 AWG wire typically used
for component leads has an inductance on the
order of 20 nH per inch.) At these frequencies,
lead inductance can affect circuit behavior,
making the circuit hard to reproduce or repair.
If we want the inductive reactance to be
less than 10% of the resistor value, then this
resistor cannot be used above f = 0.1 / (2π ×
86 µH) = 185 Hz! Real wire-wound resistors
have multiple windings layered over each other
to minimize both size and parasitic inductance
(by winding each layer in opposite directions,
much of the inductance is canceled). If we as-
sume a five-layer winding, the length is reduced
to 1.8 inches and the inductance to approxi-
mately 17 µH, so the resistor can then be used
below 937 Hz. (This has the effect of increasing
the resistor’s parasitic capacitance, however.)
The resistance of certain types of tubular
film resistors is controlled by inscribing a
spiral path through the film on the inside of
the tube. This creates a small inductance that
may be significant at and above the higher
audio frequencies.
NON-INDUCTIVE RESISTORS
The resistors with the least amount of para-
sitic inductance are the bulk resistors, such
as carbon-composition, metal-oxide, and ce-
ramic resistors. These resistors are made from
a single linear cylinder, tube or block of resis-
Fig 5.7 — The electrical characteristics of different resistor types are strongly affected
by their construction. Reactance from parasitic inductance and capacitance strongly
impacts the resistor’s behavior at RF.
Fig 5.8 — Circuit models for resistors. The
wire-wound model with associated induc-
tance is shown at C. B includes the effect of
temperature (T). For designs at VHF and
higher frequencies, the model at C could be
used with L representing lead inductance.
5.4
Chapter 5
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